Senior Compliance Manager

Job Description

Senior Compliance Manager – FTSE250 FinTech 🚀

Propel is partnering with a publicly traded, high-growth FinTech that’s redefining the world of trading. With 340,000+ customers using their mobile, web, and desktop platforms globally, they’re building a new kind of investing experience, from stocks and crypto to options and futures.

If you have 7+ years’ experience in compliance within financial services or similarly regulated industries, a strong understanding of FCA regulations (Consumer Duty, COBS, DISP), and a genuine interest and understanding in financial markets and crypto, this could be your next big career move.

What you’ll be doing :

• Guiding marketing and product teams on regulatory requirements for campaigns and product changes.
• Advising the business on Consumer Duty obligations, ensuring policies and controls meet regulatory standards.
• Delivering compliance training and supporting monitoring activities across the UK business.
• Reviewing complex complaints and providing strategic advice on responses, including ombudsman cases.
• Leading Financial Promotions compliance, acting as a trusted advisor to marketing and leadership.
• Participating in Client Money and Assets Committees and operational risk reviews.

What t...