Compliance Review Officer

Compliance Review Officer

Leicester

Permanent or Fixed Term Contract - depending on preference

£26 - 28k per annum - with CeMap qualification

£23 - 25k per annum - with no CeMap qualificate but Mortgage Admin experience

Our client is the largest privately-owned mortgage network in the UK. Their goal is to continue to be the best home for Mortgage Advisers, Protection Specialists, Equity Release Experts and General Insurance professionals, whatever their size or location. Due to continued growth, they are looking to expand their compliance team at their head office in Leicester.

Key Tasks :

• Assessment of client files to ensure compliance with regulations and company standards.
• Ensure their Appointed Representatives are, as per FCA guidelines, always Treating Customers Fairly and delivering good customer outcomes.
• Provide compliant guidance and support to staff and Appointed Representatives.
• To instruct and coach members in order to improve risk assessment ratings.
• Accurately record any findings and corrective activity.

Experience :

It is essential that yo...