Mortgage Compliance Review Officer

Overview

We are working with our client, a market leading, technology-focused mortgage network that offers comprehensive support services to mortgage and protection advisers. Their goal is to be the best home for mortgage advisers, protection specialists, equity release experts and general insurance professionals, wherever they are located. They are looking for a Compliance Review Officer to join their team on a 12 month Fixed Term contract.

Responsibilities

• Assessment of client files to ensure compliance with regulations and company standards.
• Ensure that Appointed Representatives are, as per FCA guidelines, always Treating Customers Fairly and delivering good customer outcomes.
• Provide compliant guidance and support to colleagues and Appointed Representatives.
• Instruct and coach members in order to improve risk assessment ratings.
• Accurately record any findings and corrective activity.

Experience

Qualifications

Personal Qualities

Salary

£26,000-28,000 per annum.

Working hours & arrangements

Normal working hours are 35 hours a week, Monday to Friday. Hybrid working available upon successful completion of probation. Remote working available for candidates outside a reasonable commuting distance.

Seniority level

Employment type

Job function

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