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Compliance Monitoring Officer

Rev & RegsHarlow, England, United Kingdom

30+ days ago

Job type

Full-time

Job description

This range is provided by Rev & Regs. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

Compliance Monitoring Officer

Location : Harlow

Hybrid / Remote

We’re looking for a Compliance Monitoring Officer to join our team and support the delivery of our Compliance Monitoring Plan. This role provides second line assurance over key regulatory risks and controls, helping to ensure our business meets its FCA obligations.

Key Responsibilities :

Deliver and enhance our risk-based Compliance Monitoring Plan
Conduct and report on compliance monitoring reviews and thematic deep dives
Identify and track regulatory risks and remedial actions
Produce clear, concise reports and MI for governance forums and FCA reporting
Support projects and horizon scanning for emerging regulatory risks

What we’re looking for :

Experience in compliance monitoring, audit, or assurance testing

Strong analytical, communication, and report-writing skills

Knowledge of FCA General Insurance regulation and Consumer Duty

Ability to influence stakeholders and work across teams

If you would like to discuss this role in more detail please apply below

Seniority level

Mid-Senior level

Employment type

Full-time

Job function

Finance

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