Compliance Monitoring Associate

Our mission is to enable everyone to build wealth

We reinvent how trading and investing work by creating exceptional products people love. Fostering a culture of excellence and high velocity is the key to our success.

Over the past few years, our client base has grown 20 times to over 2 million, and client assets have grown over 50 times to over €4 billion.

What you’ll do

• Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan
• Identify any gaps or weaknesses in the plan and propose remedial actions
• Day to day management of the plan, ensuring tests are completed on time and that progress is made against the overall plan
• Assist with scoping, implementing and managing second line testing to ensure alignment with regulatory requirements and business process
• Report and discuss all findings with appropriate management and following up to ensure remediation
• Document the findings, recommended actions and management responses together with agreed timescales and action owners
• Follow-up management's implementation of agreed compliance actions and report all outstanding actions to the Senior Compliance Manager and where relevant the Head of Compliance
• Track business unit actions to mitigate risk and support continuous improvement across the business
• Support the wider compliance team with ad hoc tasks as required

What you need to have

What we offer

Are you ready to accelerate your career with us? We'd love to hear from you!

We thank all applicants, but only candidates selected for an interview will be contacted.

All personal data of applicants is protected by the law and will be treated with strict confidentiality.

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