Job Description
About the Company
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A leading alternative investment manager is seeking a Compliance Analyst to join its London-based Compliance team. This is an excellent opportunity for an ambitious compliance professional looking to develop their career within a fast-paced investment management environment, gaining exposure to a broad range of regulatory and compliance matters.
About the Role
The Compliance Analyst will support the ongoing development and maintenance of the firm's compliance framework.
Responsibilities
- Support the ongoing development and maintenance of the firm's compliance framework.
Assist in the delivery of the compliance monitoring programme, including thematic reviews and testing.
Monitor regulatory developments and assess potential business impacts.
Maintain compliance policies, procedures and registers.
Assist with regulatory reporting and filings.
Review marketing materials and financial promotions where required.
Support compliance advisory activities across investment, operations, distribution and senior management teams.
Assist with incident management, breaches and regulatory enquiries.
Contribute to compliance training and awareness initiatives.
Qualifications
- 1–4 years' experience within compliance, risk or regulatory functions in financial services.
Understanding of the UK regulatory environment and FCA requirements.
Experience within asset management, investment management, alternatives, private markets or financial services.
Exposure to hedge funds or alternative investment managers would be viewed favourably.
Required Skills
- Strong analytical skills and attention to detail.
Excellent communication and stakeholder management abilities.
Preferred Skills
- Relevant compliance qualification (or progress towards one) is advantageous.
Pay range and compensation package
Competitive salary and benefits package. xwwtmva
Equal Opportunity Statement
We are committed to diversity and inclusivity.