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Compliance AnalystPure Search • City of London, London, United Kingdom
Compliance Analyst

Compliance Analyst

Pure Search • City of London, London, United Kingdom
2 days ago
Job type
  • Full-time
Job description

About the Company



A leading alternative investment manager is seeking a Compliance Analyst to join its London-based Compliance team. This is an excellent opportunity for an ambitious compliance professional looking to develop their career within a fast-paced investment management environment, gaining exposure to a broad range of regulatory and compliance matters.



About the Role



The Compliance Analyst will support the ongoing development and maintenance of the firm's compliance framework.


Responsibilities


  • Support the ongoing development and maintenance of the firm's compliance framework.
  • Assist in the delivery of the compliance monitoring programme, including thematic reviews and testing.
  • Monitor regulatory developments and assess potential business impacts.
  • Maintain compliance policies, procedures and registers.
  • Assist with regulatory reporting and filings.
  • Review marketing materials and financial promotions where required.
  • Support compliance advisory activities across investment, operations, distribution and senior management teams.
  • Assist with incident management, breaches and regulatory enquiries.
  • Contribute to compliance training and awareness initiatives.


Qualifications


  • 1–4 years' experience within compliance, risk or regulatory functions in financial services.
  • Understanding of the UK regulatory environment and FCA requirements.
  • Experience within asset management, investment management, alternatives, private markets or financial services.
  • Exposure to hedge funds or alternative investment managers would be viewed favourably.


Required Skills


  • Strong analytical skills and attention to detail.
  • Excellent communication and stakeholder management abilities.


Preferred Skills


  • Relevant compliance qualification (or progress towards one) is advantageous.


Pay range and compensation package


Competitive salary and benefits package.


Equal Opportunity Statement


We are committed to diversity and inclusivity.

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Compliance Analyst • City of London, London, United Kingdom

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