Talent.com
Compliance Professionals
Head of Compliance – Commodities/Energy trading experience requiredCompliance Professionals • Greater London, England, UK
No longer accepting applications
Head of Compliance – Commodities/Energy trading experience required

Head of Compliance – Commodities/Energy trading experience required

Compliance Professionals • Greater London, England, UK
30+ days ago
Job type
  • Full-time
Job description

Our client is an innovative Commodities firm, operating across global commodity and energy markets.

Responsibilities

  • Acting as an advisor to the management team and trading desks, balancing commercial needs with regulatory safety
  • Training and policy administration (personal dealing, gifts and entertainment etc)
  • Implementing policies and protocols associated with business activities, such as in relation to algorithmic trading, new markets etc (and monitoring ongoing compliance with them)
  • Surveillance, monitoring and investigations including sampling trader chats and reviewing alerts and trades from a market surveillance perspective
  • Liaising with exchanges and dealing with queries from them
  • Cross team collaboration with trading, risk and ops
  • Implementing policies and protocols associated with business activities, such as in relation to algorithmic trading, new markets etc (and monitoring ongoing compliance with them)
  • Working with Middle Office and the broader team to implement any new regulatory requirements
  • Regulator Liaison: Proven experience handling direct inquiries from exchange
  • Trade Life Cycle: A clear understanding of the full lifecycle—from execution to clearing and settlement—to identify where compliance breaches typically occur

Experience Required

  • Must be able to work onsite 5 days a week
  • Strong financial trading energy experience
  • Understanding of algorithms specifically RTS-6
  • Thorough knowledge of the exchange traded derivatives markets
  • Knowledge of how ICE, CME and LME operate, including their specific exchange rulebooks, position limits, and reporting requirements
  • Knowledge of cash-settled contracts and the specific compliance risks associated with these contracts
  • A clear understanding of the full trade lifecycle- from execution to clearing and settlement - to identify where compliance breaches typically occur

#J-18808-Ljbffr

Create a job alert for this search

Head of Compliance – Commodities/Energy trading experience required • Greater London, England, UK

Similar jobs

Global Head of Compliance & Ethics – London (Hybrid)

Graff SearchGreater London, England, GB
Permanent

A leading international retail organization in London is seeking a seasoned Head of Compliance Counsel.This permanent position involves a strategic role with managerial responsibilities for a small... Show more

 • Promoted

Global Head of Risk & Internal Controls

ArthurGreater London, England, United Kingdom
Full-time

Arthur, a global (re)insurance organisation, is seeking a senior risk leader to design and embed a Group-wide Internal Control Framework across an international platform, with a strong second-line ... Show more

 • Promoted

Head of Internal Controls - Luxury Compliance Leader

Citrus Global LtdGreater London, England, GB
Full-time

A luxury brand based in Paris seeks a Head of Internal Controls to evaluate internal controls related to risks and contribute to audit strategy implementation.This role offers the opportunity to wo... Show more

 • Promoted

Head of Consumer Growth — Global Fintech with Stock Options

Atlas MetricsGreater London, England, United Kingdom
Full-time

SumUp is building a consumer fintech ecosystem with a global reach.As Head of Consumer Growth, you will own the go-to-market strategy, growth plan, and acquisition engine for SumUp’s consumer produ... Show more

 • Promoted

Compliance Director

AptoGreater London, England, United Kingdom
Full-time

Join us to help lead the next wave of the digital economy.The world depends on the infrastructure that keeps us connected.From the way we work to how we live, every moment depends on it.Yet most of... Show more

 • Promoted

Head of Legal & Compliance for Hardware & Tech

HypervoltGreater London, England, United Kingdom
Full-time

Hypervolt is seeking a hands-on Head of Legal to own legal, regulatory and compliance across the business.This role spans commercial contracting, product and consumer law, data and IP, corporate an... Show more

 • Promoted

Global Head of Commodities Technology

Citibank (Switzerland) AGGreater London, England, United Kingdom
Full-time

For additional information, please review.Global Head of Commodities Technology page is loaded## Global Head of Commodities Technologylocations: London United Kingdomtime type: Full timeposted ... Show more

 • Promoted

Head of Heat Network Governance & Compliance

TemplePM Recruitment SpecialistGreater London, England, GB
Full-time

TemplePM Recruitment Specialist is seeking a Head of Heat Network Management to oversee governance and compliance across a national portfolio of heat networks.This role is strategic in nature and r... Show more

 • Promoted

Head of Energy Partnerships & Growth

UrbanChainGreater London, England, GB
Full-time

UrbanChain is seeking a Head of Commercial Partnerships to scale a proven growth engine across Tier-1 partnerships, private markets, and connected PPAs.The role emphasizes AI-enabled, data-driven c... Show more

 • Promoted

Head of Compliance & Risk — Commercial Growth Leader

NovawmGreater London, England, GB
Full-time

Novawm in the Greater London area is seeking a Head of Compliance to develop and lead the compliance and risk framework.In this critical role, you will ensure that good customer outcomes are at the... Show more

 • Promoted

Head of Compliance

Edenred Italia S.r.l.Greater London, England, GB
Full-time

Head of ComplianceApplylocations: United Kingdom - London - Paddington (PPS)time type: Full timeposted on: Posted Todayjob requisition id: JR019618Take a step forward and let Edenred surpri... Show more

 • Promoted

Chief Compliance Officer

VouchsafeGreater London, England, United Kingdom
Full-time

We’re looking for an experienced, thoughtful and practical Chief Compliance Officer on a fractional basis to lead our compliance programme, upholding the highest standards of trust with our custome... Show more

 • Promoted

Global Risk Leader - Fintech & Compliance

AirwallexGreater London, England, United Kingdom
Full-time

Airwallex is seeking a Head of Risk to develop and scale its global risk management framework across operations.This leadership role requires extensive experience in risk management, compliance, an... Show more

 • Promoted

Managing Director - Global Head of Oil Trading

ConfidentialGreater London, England, United Kingdom
Full-time

We are seeking a Global Head of Oil Trading to lead and scale our crude and refined products platform.This individual will be responsible for setting global trading strategy, driving P&L performanc... Show more

 • Promoted

Head of Energy Solutions Sales

SuperchargeGreater London, England, GB
Full-time

Supercharge is seeking a Head of Sales to lead the Energy Business Unit in London.You will be responsible for developing strategies and managing a sales team to expand the client base in the energy... Show more

 • Promoted

Head of Sales - Energy Solutions

Supercharge LtdGreater London, England, GB
Full-time

We are looking for a commercially driven Head of Sales to build and lead the sales function of Supercharge's Energy Business Unit.This is a senior, hands‑on leadership role for someone who thrives ... Show more

 • Promoted

Global Trading Compliance Specialist

ED&F Man GroupGreater London, England, GB
Full-time

ED&F Man Group is seeking a Compliance Officer based in London or Amsterdam to join their global agriculture trading businesses.This role offers an exciting opportunity to provide compliance traini... Show more

 • Promoted

Head of Risk

CorgiGreater London, England, United Kingdom
Full-time

We've raised $374M, most recently at a $2.B valuation, to build a full stack, AI native insurance company.Corgi owns its carriers, reinsurers, MGA, and TPA, and uses AI throughout underwriting, pri... Show more

 • Promoted

Head of Compliance (London) – iGaming Payments & Governance

Praxis TechGreater London, England, United Kingdom
Full-time

Pro MGA Global Solutions in London is seeking a Head of Compliance to oversee regulatory compliance, player and counterparty governance, and risk management across our iGaming payments platform.You... Show more

 • Promoted

Head of LNG & EU Gas

Energy Aspects Ltd.Greater London, England, United Kingdom
Full-time +1

Energy Aspects is seeking a Head of LNG and EU gas to join our growing research team, based in either.This is an outstanding opportunity for a senior gas market professional with deep analytical ex... Show more