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Coopman Search and Selection | B Corp
Chief Compliance OfficerCoopman Search and Selection | B Corp • Greater London, England, UK
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Chief Compliance Officer

Chief Compliance Officer

Coopman Search and Selection | B Corp • Greater London, England, UK
30+ days ago
Job type
  • Full-time
Job description

We are delighted to partner with an established, internationally operating financial services business within the Fund Distribution space, with London as one of its key markets.

As a regulated UK entity supervised by both the FCA and the PRA, our client offers a varied and intellectually stimulating compliance landscape spanning regulatory compliance, financial crime, AML, governance, conduct risk, client assets, outsourcing and operational resilience.

This is a rare opportunity to lead the UK Compliance and AML function, partnering closely with senior management and Group stakeholders while playing a key role in maintaining a robust regulatory framework and supporting the continued growth of the business.

Key Responsibilities

  • Leading the UK Compliance and AML function as the second line of defence, ensuring the business operates in line with UK regulation alongside Group policies and procedures
  • Identifying and assessing compliance risks, providing clear advice and guidance to UK management and staff
  • Developing, implementing and maintaining UK Compliance policies and procedures, ensuring alignment with both Group standards and UK regulatory requirements
  • Leading the UK Compliance Monitoring Programme, ensuring all applicable regulatory obligations are covered, second line monitoring is completed and action plans are implemented where required
  • Reporting monitoring outcomes to UK management and the Group Compliance function
  • Acting as the central point for compliance matters across the UK business, providing analysis, oversight and follow-up on regulatory issues
  • Overseeing client due diligence, AML transaction monitoring and the Money Laundering Risk Assessment
  • Providing trusted compliance and regulatory advice to senior management
  • Developing and delivering compliance and AML training, promoting a strong culture of compliance across the business
  • Acting as the primary liaison with UK regulatory authorities, including the FCA and PRA where appropriate

Experience Required

  • Proven senior compliance and financial crime experience within a regulated financial services environment
  • Background in fund distribution, wealth management, asset management or a similarly regulated business
  • Strong working knowledge of FCA and PRA requirements, along with financial crime frameworks (AML, KYC, transaction monitoring)
  • Experience leading a compliance monitoring programme and second line oversight
  • Confident communicator comfortable operating at senior management and Group level
  • The judgement and presence to lead a regulated function and act as a trusted adviser to the business

This is an excellent opportunity for a senior compliance professional to take full ownership of a broad and varied UK function within a growing, technology-led financial services business.

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Chief Compliance Officer • Greater London, England, UK

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