About Millennium
Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.
Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.
Meet the Team
The Compliance Department at Millennium serves to adopt, implement, and enforce a compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, designed to prevent or detect violations of applicable laws, rules, regulatory requirements and firm policies. In London, the team works closely across Compliance and with key business and control partners to support a well-governed, fast-moving environment aligned with both local and global regulatory expectations.
What You'll Do
• Support the day-to-day operation of the Compliance Control Room function
• Review and process requests related to wall crossings, information barriers, restricted lists, conflicts, and outside business activities
• Assess potential incidents and breaches, escalating matters appropriately and in a timely manner
• Provide guidance to front-office and support teams on information barrier and market abuse policies and procedures
• Maintain evidence, logs, and audit trails for decisions, approvals, escalations, and monitoring activities
• Support regulatory and internal reporting, management information production, and periodic certification processes
• Contribute to policy updates, control enhancements, and process improvement initiatives
• Partner with Compliance, Legal, Risk, Human Resources, and business stakeholders on ongoing matters and broader compliance projects
What You Bring
• Bachelor’s degree, preferably in business, finance, economics, law, or a related field
• 5+ years of compliance experience within a financial institution, including familiarity with key regulatory requirements
• Experience in Control Room, surveillance, market abuse, or other markets-regulatory disciplines
• Strong ability to prioritize effectively and perform in a fast-paced, high-pressure, and evolving environment
• A proactive, self-directed approach with the ability to manage projects independently
• Clear written and verbal communication skills, with strong judgment and close attention to detail
• Proficiency with Microsoft Excel, Word, PowerPoint, and other relevant technology tools
• Broad knowledge of financial products and the financial services industry is a plus
Compliance Associate - Control Room. • London, United Kingdom
AVEVA is seeking a Third-Party Risk Management Officer to oversee and manage risks associated with suppliers.The role involves assessing security risks and ensuring suppliers meet AVEVA’s standards... Show more
A dynamic financial services firm in London is seeking an experienced DMLRO and Compliance Officer to oversee compliance functions and manage financial crime risks.The role requires proven experien... Show more
Joining Mirabaud, means entering an entrepreneurial and innovative environment.With the 7th generation of the Mirabaud family working within the bank, the culture is that of a family business.With ... Show more
Equinox Fitness Club in Kensington is seeking an enthusiastic Female Locker Room Associate.Responsibilities include maintaining cleanliness of the locker rooms, providing excellent customer service... Show more
At Mishcon Private, we have a deep understanding of the dynamics and politics of families, family businesses and personal relationships.We understand the issues our clients face and what keeps them... Show more
Mandarin Recruitment is offering an exciting opportunity for a Senior Compliance Specialist in London.This role is within a leading Financial Services company known for its rapid growth in Currency... Show more
At Teneo, we provide expert cyber security strategy, risk and response advisory within a multi‑disciplinary environment, working closely with our strategy and communications, risk advisory and rest... Show more
Harbottle & Lewis is looking for an experienced Compliance Officer to ensure compliance with regulations and statutory requirements.The role involves developing AML policies, advising fee earners, ... Show more
At Sierra, we’re creating a platform to help businesses build better, more human customer experiences with AI.We are primarily an in-person company based in San Francisco, with growing offices in A... Show more
Join Aristocrat's ambitious team as the Director, Compliance Audit – iLottery & Interactive! This role is an outstanding opportunity to lead and coordinate our compliance audit program across our g... Show more
Get AI-powered advice on this job and more exclusive features.Sign in to access AI-powered advices.Continue with Google Continue with Google.Continue with Google Continue with Google.Continue with ... Show more
A leading financial services company is seeking a Senior Analyst in Controls & Issues Advisory.This role supports compliance processes and addresses control weaknesses at Vocalink Limited.Responsib... Show more
Lead the global compliance audit strategy for the iLottery business, covering platforms, operations, customer implementations, and supporting services.Develop and complete a risk-based audit plan a... Show more
How would you like to work on some of the most exciting and prestigious projects around the globe? Join our collaborative Complex Projects Delivery Partner team, where everyone has a voice, and tog... Show more
A leading telecommunications company is seeking a Compliance Officer to enhance their Ethics and Compliance Program.This role demands expertise in anti-bribery and third-party risk assessments and ... Show more
GRANT THORNTON is seeking a Tax Risk Management Associate Director to join their Tax Controversy and Risk team.This role involves managing compliance obligations and guiding clients through complex... Show more
AFME has offices located in London, Frankfurt and Brussels.This position can be based in either our London or Frankfurt office, therefore we welcome applications for either location.The Association... Show more
At Selina Finance, our mission is to provide exceptional value with simple and flexible financial products.We’re achieving this by building a next-generation digital lender targeting homeowners acr... Show more
Who We Are: BioMarin is a leading rare disease biotechnology company focused on genetically defined conditions.Guided by our purpose to develop medicines that make a profound impact on people’s liv... Show more
We are searching for an experienced Cyber Security Associate Director.As an Associate Director within Technology and Cyber Risk Assurance, you’ll be responsible for advising our clients on cyber se... Show more
){kind=logo}
