As an NTS Advisory Engagement Lead you will play a critical role in partnering with trade surveillance customers globally delivering high-impact advisory engagements and contributing to the growth of Nasdaqs advisory function.
You will thrive in this position if youre passionate about market surveillance have deep technical expertise and enjoy working in a customer-facing environment where you can make a meaningful impact in a highly regulated industry.
Key Responsibilities
Lead and deliver advisory engagements enabling customers to optimise the value of their NTS implementations.
Apply industry experience and technical expertise to help customers improve the efficiency and effectiveness of their surveillance controls.
Utilise proprietary analytical tools to assess customer and market data providing actionable recommendations on risk and control coverage alert scenario optimisation and data control frameworks.
Partner with Product Support and Customer Success teams to deliver a seamless integrated customer experience.
Contribute to the advisory functions growth strategy including the development of analytical tools and scalable frameworks to support the team.
Required Qualifications
Bachelors degree or equivalent practical experience.
Several years of experience in a trade surveillance or compliance monitoring role within a global financial services firm.
Strong understanding of price discovery mechanisms and asset class structures including Equities Listed Derivatives and Fixed Income.
Familiarity with market regulation and surveillance frameworks such as MAR FINRA or SEC requirements.
Proven ability to perform complex analysis communicate findings clearly and produce concise high-quality documentation for senior stakeholders.
Preferred Qualifications
Experience building analytical tools automations or working with AI-assisted development.
Proficiency with the Nasdaq Trade Surveillance platform or comparable trade surveillance solutions.
Experience handling and analysing large datasets in a compliance or surveillance context.
This position is located in London and offers the opportunity for a hybrid work environment of at least 3 days a week in-office subject to change providing flexibility and accessibility for qualified candidates.
Benefits & Rewards
We offer a competitive well-rounded rewards package designed to support the financial physical and emotional well-being of our employees and their families (where applicable).
actual pay depends on factors like your skills experience qualifications and addition to base pay we offer short-term incentives (bonus or commission) and long-term incentives (equity) where applicable.
We utilize a structured job architecture and career framework to ensure growth opportunities are transparent fair and accessible to all employees. The pay range you see reflects the full salary band for this job level including room for progression over time.
Formoreinformation visitNasdaq Benefits & Rewards Career Page.
Come as You Are
Nasdaq is an equal opportunity employer. We welcome applications from candidates of all backgrounds and identities.
We are committed to fostering an inclusive workplace where diverse perspectives experiences and identities are valued and celebrated.
We ensure that individuals with disabilities are provided with reasonable accommodation throughout the hiring process.
Required Experience:
Unclear Seniority
Nasdaq Trade Surveillance (NTS) Advisory Engagement Lead • London, England, UK
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