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Northern Trust
Associate Director, Audit Risk & Control Enhancement (RCE)Northern Trust • London, England, UK
Associate Director, Audit Risk & Control Enhancement (RCE)

Associate Director, Audit Risk & Control Enhancement (RCE)

Northern Trust • London, England, UK
28 days ago
Job type
  • Full-time
Job description

About Northern Trust


As a global leader in innovative wealth management asset servicing asset management and banking services Northern Trust (Nasdaq: NTRS) is proud to guide the worlds most successful individuals families corporations and institutions.


Since 1889 we have aligned our efforts with our three guiding Principles That Endure: Service Expertise and Integrity. Together they reflect the three cornerstones of business conduct which we strive to instill in our employees whom we call partners and to provide to our clients and the communities we serve worldwide.


With more than 135 years of financial experience and over 24000 partners we serve the worlds most sophisticated clients using leading technology and exceptional service.



Role / Department:

Audit Services provides independent assurance over how Northern Trust manages risk strengthens controls and supports responsible growth. The Associate Director will bring strong leadership to help overseeing the audit teams planning and execution of the Northern Trusts Risk and Control Enhancement transformation program the performance management process and recruiting and retention of staff for the audit team. The successful candidate will lead audit teams work with business leaders and senior stakeholders to interpret risk themes challenge control design and effectiveness and translate complex risks topics into practical audit insights.

The key responsibilities of the role include:

  • Oversee and lead the audit validation activities as part of the Northern Trusts Risk and Control Enhancement transformation program.
  • Oversee and manage all audit activities within assigned areas of responsibility. Establish an effective risk based audit program.
  • When allocated Auditable Entities complete risk assessments propose changes to the audit universe and propose audit plan including coverage and timing.
  • Develop and maintain continuous monitoring activities to keep abreast of changes in the business Units and corporate functions and to continue partnering with the key stakeholders.

Skills / Qualifications:

The successful candidate will benefit from having:

  • Enterprise Risk Management (ERM) Operational Risk Management (ORM) and Compliance regulation advanced knowledge
  • Strong interpersonal analytical organizational and communication skills - including effective business writing and presentations
  • Demonstrates strong knowledge of regulatory rules and industry changes.
  • Experience of transformation programs and of auditing Enterprise Operational and Compliance Risk Management activities

Work Authorization


Applicants must have the right to work in the United Kingdom at the time of application and for the duration of employment.


Please note that Northern Trust is unable to provide visa sponsorship for this role. This includes Skilled Worker visas Global Business Mobility routes Graduate visas Youth Mobility Scheme High Potential Individual visas Scale-up Worker visas Temporary Worker visas and other employer-sponsored visa categories.


Working with Us


As a Northern Trust partner you will be part of a flexible and collaborative work culture which has a strong history of financial strength and stability. Movement within the organization is encouraged senior leaders are accessible and you can take pride in working for a company committed to an inclusive workplace and assisting the communities we serve.


Philanthropy is deeply rooted in Northern Trusts history and is an essential element of our culture. Employees around the world give their time and talent to work for the greater good of their communities.


Reasonable Accommodation


Northern Trust is committed to working with and providing adjustments to individuals with health conditions and disabilities. If you need a reasonable accommodation for any part of the employment process please email our HR Service Center at or alternatively you can discuss your individual requirements with the recruiter you are working with.



Required Experience:

Director


Employment Type : Full-Time
Experience: years
Vacancy: 1
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Associate Director, Audit Risk & Control Enhancement (RCE) • London, England, UK

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