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Risk and Compliance OfficerLR Legal Recruitment • Bromley, England, United Kingdom
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Risk and Compliance Officer

Risk and Compliance Officer

LR Legal Recruitment • Bromley, England, United Kingdom
17 days ago
Job type
  • Full-time
Job description

Risk and Compliance Officer | Bromley (BR1) | £negotiable with hybrid working


A well-established and highly regarded law firm is seeking a Risk & Compliance Officer (or Junior Risk & Compliance Officer, depending on experience) to join its growing team in Bromley.


Working closely with the Head of Risk & Compliance, you will play a key role in supporting the firm's regulatory and risk management framework, ensuring compliance with SRA requirements and best practice across the business.


Key responsibilities include:

  • Responding to compliance queries relating to AML, source of funds, GDPR and client onboarding.
  • Conducting AML, source of funds and source of wealth file audits.
  • Drafting, reviewing and maintaining risk and compliance policies and procedures.
  • Supporting Lexcel, CQS and other regulatory accreditations and audits.
  • Carrying out AML and conflict checks where required.
  • Assisting with professional indemnity claims, complaints and related reporting.
  • Maintaining key compliance registers, including claims, complaints, GDPR and conflicts.
  • Delivering risk and compliance training for new joiners.
  • Assisting with regulatory reporting, practising certificate renewals and firm-wide compliance projects.
  • Monitoring regulatory developments and supporting the continuous improvement of compliance processes.


The successful candidate will have:

  • Previous risk and compliance experience within a law firm.
  • A good understanding of SRA regulations, AML requirements and legal compliance.
  • Excellent organisational skills and strong attention to detail.
  • The confidence to communicate effectively with colleagues and senior stakeholders.
  • Strong Microsoft Office skills and experience using case management or compliance systems.


This is an excellent opportunity to join a respected firm offering a varied role, genuine career development and the chance to contribute to a collaborative and well-established Risk & Compliance function.

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Risk and Compliance Officer • Bromley, England, United Kingdom

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