Job Title CASS Office Client Assets Oversight
Location London
Corporate Title Vice President
The CASS Office provides a central oversight and advisory function for interpretating and implementing the FCAs CASS rules within DBAG London Branch. The CASS Office is part of Regulatory Cross Product Operations within IB CB Operations & Controls and oversees systems and controls in place to comply with the CASS rules. The group reports to the DBAG London Branch Board on the effectiveness of controls and for maintaining the associated governance structure.
As part of this role you will assist with the implementation and management of a CASS oversight framework and enhance and embed a strong risk-management structure.
Responsibilities will include: interpreting and providing guidance on the application of CASS regulations to products and services DB offers its clients monitoring compliance with CASS requirements across business and operational areas and assisting the Client Assets Oversight Officer with all aspects of CASS risk management and governance.
What well offer you
A healthy engaged and well-supported workforce are better equipped to do their best work and more importantly enjoy their lives inside and outside the workplace. Thats why we are committed to providing an environment with your development and wellbeing at its centre.
You can expect:
Competitive salary and non-contributory pension
30 days holiday plus bank holidays with the option to purchase additional days
Life Assurance and Private Healthcare for you and your family
A range of flexible benefits including Retail Discounts a Bike4Work scheme and Gym benefits
The opportunity to support a wide-ranging CSR programme 2 days volunteering leave per year
Your key responsibilities
Coordination and management of internal and external audits and reviews
Providing technical advice on CASS compliance to businesses and support functions while promoting regulatory awareness throughout the firm
Design develop and implement efficient control processes within Operations to ensure compliance with FCA CASS regulations
Interaction with and responding to requests for information from regulators
Reviewing changes to CASS rules and assessing impact on the Banks processes
Designing and conducting quality assurance testing to ensure ongoing compliance while supporting key CASS Committees and Councils.
Your skills and experience
Advanced knowledge of UK CASS regulations gained through experience in financial services regulator or as an industry practitioner and a wider understanding of the UK regulatory environment
Excellent awareness of regulatory risk and control mechanisms
Experience of working in regulatory functions within a financial / professional services firm including knowledge of front-to-back trade flows and the management of control processes
Strong analytical & data interpretation skills the ability to drive and deliver projects/solutions and advanced communication and influencing skills with stakeholders at all levels of seniority
Legal or paralegal experience is useful but not essential
How well support you
Training and development to help you excel in your career
Coaching and support from experts in your team
A culture of continuous learning to aid progression
A range of flexible benefits that you can tailor to suit your needs
About us
Deutsche Bank is the leading German bank with strong European roots and a global network. Click here to see what we do.
Deutsche Bank in the UK is proud to have been named The Times Top 50 Employers for Gender Equality 2025 for six consecutive years. Additionally we have been awarded a Gold Award from Stonewall and named in theirTop 100 Employers 2024 for our work supporting LGBTQ inclusion.
If you have a disability health condition or require any adjustments during the application process we encourage you to contact our Adjustments Concierge on to discuss how we can best support you. Alternatively you can share your phone number and a member of the team will be happy to call you to talk through your specific requirements.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive fair and inclusive work environment.
Employment Type : Full-Time
Experience: years
Vacancy: 1
CASS Office – Client Assets Oversight • London, England, UK
A forward-thinking financial institution in London is seeking a skilled Treasury Assistant Manager to oversee treasury back office operations.The successful candidate will ensure compliance with re... Show more
A leading financial services firm in London is seeking an Equity Prime Brokerage Middle Office Associate to support the trading and sales desk.This role involves managing client transactional portf... Show more
Edge Capital Group is looking for a Systematic Portfolio Manager, specializing in Equity Stat Arb.The role allows for full ownership of risk and AUM while providing access to enhanced trading infra... Show more
A sports and entertainment marketing firm in Greater London is seeking a Treasury Advisory Operations Consultant to manage cash flow forecasting and treasury activities.This critical role supports ... Show more
An established industry player is seeking a Senior Client Services Associate to enhance client relationships and engagement.This role involves producing customized investment reports, collaborating... Show more
Pinsent Masons LLP is seeking a motivated professional with strong Treasury and banking operations knowledge to join their London office.This role involves managing critical functions such as arran... Show more
ExxonMobil in London seeks a senior quant to join the Front Office Valuation and Structuring team, delivering independent valuation and risk analysis across crude, refined products, and freight.You... Show more
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services.As a market leader, the tal... Show more
Jefferies in London is seeking an Associate for the UK Investment Banking team focused on Investment Companies and Funds.You will work on M&A, ECM, and fundraising transactions, supporting senior b... Show more
Treasury Middle Office Supervisor 200814JW.Barbara Houghton Associates Limited is seeking a Treasury Middle Office Supervisor based in Central London for a 2-year fixed-term contract, working 5 day... Show more
Direct message the job poster from H-Squared.Director, Alternative Asset Management Headhunter | Executive Search.Shape the Future of Wealth Management.Innovative Investment Platform.A tech-enabled... Show more
Office Leasing / Asset Manager - Client Side A UK & European Property Investment Company with a portfolio valued at over £1bn is seeking an experienced & proactive Asset Manager to take on day-to-d... Show more
AECOM’s Fiscal Incentives team is looking to recruit a consultant to join the team in London.This role focuses on delivering capital allowances claims and expanding the team’s service offering.Tech... Show more
A leading wealth management firm in London is seeking a talented individual to join their Investment Management team.This client-facing role involves managing portfolios and supporting clients whil... Show more
A financial services company in Greater London is seeking a Transaction Management Lead.This role involves managing the team responsible for asset transactions, delivering effective onboarding, and... Show more
Senior Capital Actuary (Division).AXA XL is an Equal Opportunity Employer.AXA XL is the Property & Casualty risk division of AXA, created from the acquisition of XL Catlin in 2018.We partner with m... Show more
Safeguarding & Treasury Manager to own EMI safeguarding compliance and optimise treasury across the Group.You will protect customer funds, satisfy regulators, and enhance partnerships with financia... Show more
Get AI-powered advice on this job and more exclusive features.For over two decades, we have been harnessing technology to drive meaningful change.For over two decades, we have been harnessing techn... Show more
You will play a key role in the commercial and cost management of large-scale CSA packages, working closely with project stakeholders, contractors and senior leadership teams throughout the project... Show more
The Equity Capital Markets team in the London branch is responsible for the origination and execution of equity and equity‑linked transactions across several jurisdictions.The team works closely wi... Show more
