Talent.com
Allocator One Group
Head of Compliance & RiskAllocator One Group • London, England, UK
No longer accepting applications
Head of Compliance & Risk

Head of Compliance & Risk

Allocator One Group • London, England, UK
26 days ago
Job type
  • Full-time
  • Permanent
Job description

Infra One provides a fully managed foundation that handles fund creation and operations from day one. We are already live and serving in the UK US Austria Germany and launching Singapore India and Luxembourg imminently.

Allocator One backs exceptional first and second-time fund managers around the worldacting as seed-investor platform for emerging VC funds.

Together we deliver both the capital and the structure fund managers needand in doing so build a global ecosystem of platforms people and ideas that reshape private markets.

This role is required to oversee the regulatory compliance and risk obligations of the UK entity with a particular focus on building out and overseeing our appointed representatives.

Tasks

As Head of Compliance & Risk you will own the firms regulatory framework end-to-end and act as the senior compliance voice in the business. This is a hands on role for someone who wants to shape the function not inherit a finished one.

You will:

  • Drive the firms FCA authorisation process forward working with our external consultants owning the application the regulatory business plan and engagement with the FCA through to permissions.
  • Hold the SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer) functions with full accountability under the Senior Managers & Certification Regime.
  • Build and run the oversight framework for the firms appointed representatives onboarding due diligence ongoing monitoring and ensuring each AR operates within the firms permissions and standards.
  • Own and continuously improve the firms policies procedures and compliance monitoring programme.
  • Design and deliver compliance and financial crime training across the business.
  • Lead the firms risk management framework identifying assessing and mitigating regulatory and operational risk.
  • Serve as the primary point of contact with the FCA and act as a trusted adviser to senior management on regulatory matters.

Requirements

What you bring

  • Prior experience at a principal/ host firm with direct responsibility for the oversight of appointed representatives.
  • Ideally previous experience holding SMF16 and SMF17 (or readiness to be approved for both).
  • Deep current knowledge of the FCA Handbook SM&CR the AR regime (including the FCAs enhanced AR rules) and financial crime / AML obligations.
  • A track record of taking firms through FCA authorisation or significant variations of permission.
  • Experience in fund management (ideally private funds) fund administration or financial services more broadly.
  • A pragmatic commercial mindset: you build proportionate frameworks that protect the firm without slowing it down.
  • The judgement and gravitas to be the senior compliance voice in a growing fast-moving business.

Benefits

Why Infra One

  • Ownership from day one. You will build the function and the framework not maintain someone elses.
  • A senior operator led team that takes compliance seriously because we run the regulated activity ourselves.
  • A genuinely global business with the UK at the centre of our next phase.
  • The chance to shape how regulatory hosting is done for the next generation of fund managers.

Details

Location: London (hybrid)

Type: Full-time permanent

How to apply

Apply through this posting with your CV. We review every application personally and aim to respond quickly.

Infra One is an equal opportunity employer. We welcome applications from candidates of all backgrounds and are committed to building an inclusive team.


Employment Type : Employee
Experience: years
Vacancy: 1

Create a job alert for this search

Head of Compliance & Risk • London, England, UK

Similar jobs

Head of Exchange - Strategy, Growth & Compliance (Remote)

LunoGreater London, England, United Kingdom
Remote
Full-time

A leading cryptocurrency investment firm in the UK seeks an experienced Head of Exchange to drive the operational and strategic direction of its trading platform.The ideal candidate will have over ... Show more

 • Promoted

Head of Validation, Model Risk Management

慨正橡扯Greater London, England, United Kingdom
Full-time

The Head of Validation, Model Risk is a senior leadership role responsible for setting enterprise direction for model validation—delivering independent, risk-based oversight across a diverse portfo... Show more

 • Promoted

Investment Compliance Director

ICGGreater London, England, United Kingdom
Full-time +1

Investment Compliance Director.We're hiring an Investment Compliance Director in Luxembourg to provide second line compliance oversight and advisory for private markets strategies, with a particula... Show more

 • Promoted

Head of Fraud & Financial Crime (First Line, Operational Leader)

Waterhouse-Kern AssociatesGreater London, England, United Kingdom
Permanent

A profitable, PE-backed consumer lender (cards and loans) is making a significant leadership hire, bringing fraud and financial crime together under a single first line operating model, and is look... Show more

 • Promoted

Head of Compliance (Pensions & Investments)

Willow Resourcing LimitedLondon, England, GB
Full-time

Head of Compliance (Pensions & Investments).Willow Resourcing Limited provided pay range.This range is provided by Willow Resourcing Limited.Your actual pay will be based on your skills and experie... Show more

 • Promoted

Head of Legal & Compliance for Hardware & Tech

HypervoltGreater London, England, United Kingdom
Full-time

Hypervolt is seeking a hands-on Head of Legal to own legal, regulatory and compliance across the business.This role spans commercial contracting, product and consumer law, data and IP, corporate an... Show more

 • Promoted

Head of Credit Risk Management - Embedded Finance London

Liberis LimitedGreater London, England, United Kingdom
Full-time

Head of Credit Risk Management - Embedded Finance.At Liberis, we are on a mission to provide accessible and responsible finance to small businesses through our embedded finance partnerships.As Head... Show more

 • Promoted

Head of Compliance

Compliance ProfessionalsGreater London, England, GB
Full-time

Our client is an international bank specialising in commercial and investment banking services.Establish, implement and maintain robust compliance, regulatory reporting and conduct frameworks, incl... Show more

 • Promoted

Head of Post-Award Grants & Donor Compliance

Flourish VenturesGreater London, England, United Kingdom
Full-time

GSMA Mobile for Development Foundation Inc in London, UK seeks a Head of Post‑Award Grants to lead financial management and compliance across the grant lifecycle.You will drive end‑to‑end post‑awar... Show more

 • Promoted

Head of Compliance

HypersonicaGreater London, England, GB
Full-time

This job is brought to you by Jobs/Redefined, the UK's leading over-50s age inclusive jobs board.Help Build Europe's Hypersonic Capability.At Hypersonica, we’re redefining what's possible in Europe... Show more

 • Promoted

Head of Compliance

Edenred Italia S.r.l.Greater London, England, GB
Full-time

Head of ComplianceApplylocations: United Kingdom - London - Paddington (PPS)time type: Full timeposted on: Posted Todayjob requisition id: JR019618Take a step forward and let Edenred surpri... Show more

 • Promoted

Global Risk Leader - Fintech & Compliance

AirwallexGreater London, England, United Kingdom
Full-time

Airwallex is seeking a Head of Risk to develop and scale its global risk management framework across operations.This leadership role requires extensive experience in risk management, compliance, an... Show more

 • Promoted

Head of Technology Risk - 1LOD - Banking

Rothstein RecruitmentGreater London, England, United Kingdom
Full-time

Head of Technology Risk - 1LOD - Banking.Senior leadership role within a UK bank undergoing major technology transformation.This is a strategic, high-impact position owning the technology risk agen... Show more

 • Promoted

Head of Compliance and MLRO

BroadgateGreater London, England, GB
Full-time

Head of Compliance & MLRO | Cross-Border Payments | London (Hybrid) | Competitive + Equity.We're working on a search for a high-growth payments fintech operating across the globe.This isn't a polic... Show more

 • Promoted

Strategic Head of Facilities Management & Compliance

Essential EmploymentGreater London, England, United Kingdom
Full-time

Essential Employment is recruiting for a Head of Facilities Management & Compliance to lead FM and statutory compliance across a diverse North London property portfolio.You will shape strategy, man... Show more

 • Promoted

Head of Risk & Compliance

FirenzeGreater London, England, GB
Full-time

At the forefront of using investment portfolios as security for access to credit, Firenze is emerging as the category defining leader in what is known as “Lombard lending”.We already work with some... Show more

 • Promoted

Head of Compliance

Kingsley Green RecruitmentGreater London, England, GB
Permanent

Our client is a leading global telecommunications company operating in a fast-paced, highly regulated and commercially driven environment.They are seeking a Head of Risk and Compliance to join thei... Show more

 • Promoted

Global Cybersecurity & Compliance Director

KentGreater London, England, United Kingdom
Full-time

Kent is seeking a Global IT Security and Compliance Director to develop and oversee a comprehensive cybersecurity and IT risk management program.This role requires at least 10 years of experience i... Show more

 • Promoted

Global Compliance Audit Director – iLottery & Interactive

Aristocrat LeisureGreater London, England, United Kingdom
Full-time

Aristocrat Leisure in London is seeking a Director of Compliance Audit for the iLottery and Interactive divisions.This role involves leading global compliance audits, developing risk-based audit pl... Show more

 • Promoted

Interim Head of Anti-Bribery, Financial Crime & Sanctions

LAW AbsoluteGreater London, England, United Kingdom
Temporary

Interim Head of Anti-Bribery, Financial Crime & Sanctions.A global consumer health company is seeking a senior compliance leader to drive its ABAC, financial crime, and sanctions programme on a tem... Show more