File Reviewer
Location: Remote (UK)
Department: Compliance
Employment Type: Full Time
Salary: Up to 50000 depending on experience and qualifications
About Hoxton Wealth UK
Hoxton Wealth UK Ltd is an FCA authorised independent financial planning business providing advice to clients across the UK and internationally. We are a fast-growing technology-enabled firm committed to delivering excellent client outcomes maintaining high regulatory standards and supporting advisers through efficient and pragmatic compliance oversight.
As part of our continued growth we are seeking an experienced File Reviewer to join our UK Compliance team. This role will play a key part in ensuring advice quality regulatory compliance and positive client outcomes through the review of financial planning cases and ongoing quality assurance activities.
Role Overview
The File Reviewer will undertake pre-sale and post-sale reviews of financial planning cases ensuring advice is suitable compliant and aligned with FCA requirements Consumer Duty expectations and internal policies.
Working closely with advisers paraplanners supervisors and compliance management the successful candidate will identify risks provide constructive feedback and contribute to the continual improvement of advice quality across the business.
This role is ideal for an experienced compliance professional who enjoys balancing regulatory standards with a commercial and pragmatic approach.
Key Responsibilities
Essential Skills & Experience
Desirable Skills & Experience
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