Be at the center of how Securities Services stays ahead of regulatory this role you will help turn complex requirements into clear actions that strengthen controls and support responsible growth. You will partner globally with business controls compliance and audit teams to deliver disciplined analysis and meet critical service commitments.
As an Associate in the Office of Legal Obligations (OLO)/Legal program team you will be part of a global team reviewing the impact of regulatory requirements on Securities Services businesses. This position offers the opportunity to collaborate across 1LOD 2LOD and Commercial and Investment Banking (CIB) program partners while developing your controls and data analysis skills and deepening your knowledge of Securities Services products.
In this role you will be expected to drive the sustainable disciplined analysis of impacting regulations and regulatory change events. You will partner with Control Managers and the business to maintain accurate mappings and meet SLAs. Your work will support the wider firmwide OLO Legal and Regulatory Change Management (LRCM) and Compliance Risk Assessment (CRA) programs collaborating closely with other central programs as well as CCOR and other teams.
Job Responsibilities
Required Qualifications Capabilities and Skills
Preferred Qualifications Capabilities and Skills
Required Experience:
Senior IC
Controls and Regulatory Obligations Senior Associate – Securities Services • London, England, UK
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