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Wellington Management Company
Marketing SpecialistWellington Management Company • London, England
Marketing Specialist

Marketing Specialist

Wellington Management Company • London, England
27 days ago
Job type
  • Full-time
Job description
About the Role We are currently seeking an experienced compliance professional to lead our marketing and distribution compliance function across the EMEA region, focusing on cross-border fund distribution activities, sales practices advisory and oversight of marketing content compliance. This role will work closely with our EMEA Marketing and Wealth sales teams across the UK, EU and Middle East, advising on sales practices, monitoring cross-border regulations across EMEA, updating relevant policies, procedures and guidance, and approving German language marketing content. While focused on the EMEA region, this role will work closely with marketing compliance colleagues in APAC and Americas. This role can be based in our Frankfurt or London offices, however, fluency in both English and German is required. Responsibilities * Serve as the Team Lead for the EMEA Marketing & Sales Compliance Team, including setting function’s strategic focus, defining priorities, allocating responsibilities across team members and taking accountability for execution and delivery. * Serve as a strategic thought partner to senior business leaders in the EMEA Marketing and Wealth sales teams. * Provide day to day advice to the EMEA region marketing and sales teams on fund distribution requirements across the EMEA region for both UCITS and AIFs (Luxembourg & Cayman). * Serve as the lead liaison for the U.S. based primates investing business for marking and distribution of private equity, credit and evergreen funds in the EMEA region. * Identify, assess and communicate regulatory developments relating to financial promotions and the marketing & distribution of funds in the region. * Review and improve workflows and processes for marketing content reviews, leveraging technology and third-party service providers, to create scale while also addressing local market needs. * Improve and develop new tools and approaches to efficiently deliver country and product specific sales and marketing information and advice to business teams, leveraging AI and technology as appropriate. * Develop and execute a compliance training strategy for sales and marketing teams in the region. * Represent the firm in industry forums relating to fund marketing and distribution in the region. * Provide advice and support to the Compliance Officer of our German affiliate, Wellington Management Europe GmbH (WME), on relevant German and EU regulations. Qualifications * 3 - 5 years of relevant experience at investment management and/or financial services firms, with at least 3 years’ experience with fund-related marketing materials and/or fund distribution. * Ability to effectively communicate with senior leadership and sales and marketing teams, influencing outcomes and mitigating regulatory risk. * Demonstrated career progression and commitment to professional development. * Demonstrated ability to lead and influence without authority; experience as a people manager preferred, but not essential. * Commercial and growth mindset, geared at finding solutions that balance business and regulatory needs; comfort with making risk-based decisions. * Ability to work under pressure, both independently and as part of a team. * Strong academic background, including university degree. Equal Opportunity Employment Wellington Management ensures that all qualified applicants will receive equal consideration for employment without regard to race, color, sex, sexual orientation, gender identity, gender expression, religion, creed, national origin, age, ancestry, disability (physical or mental), medical condition, citizenship, marital status, pregnancy, veteran or military status, genetic information or any other characteristic protected by applicable law. If you are a candidate with a disability, or are assisting a candidate with a disability, and require an accommodation to apply for one of our jobs, please email us at GMWTalentOperations@wellington.com. J-18808-Ljbffr
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Marketing Specialist • London, England

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