A growing and ambitious wealth management firm is seeking a Compliance Manager to support and strengthen its compliance function, with a clear pathway to progress into a Head of Compliance role over the next 3-5 years. This is an excellent opportunity for an experienced compliance professional who is looking to step into a broad, hands-on role while developing into a future leadership position as the business continues to scale.
The Role
As Compliance Manager, you will play a key role in maintaining and enhancing the firm's regulatory framework, ensuring adherence to FCA requirements while supporting Advisers in delivering high-quality, client-focused financial advice. Key responsibilities include:
Growth Opportunity
The Business
Visit the IDEX Consulting Ltd website for further opportunities. Please note that the information supplied may be retained for up to 10 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.
Our Diversity, Equity and Inclusion Mission
At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.
Compliance Manager • Lossiemouth, Morayshire, GB_SCT
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