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Harrison Holgate
Senior Compliance OfficerHarrison Holgate • London, South East England, UK
Senior Compliance Officer

Senior Compliance Officer

Harrison Holgate • London, South East England, UK
23 days ago
Job type
  • Full-time
  • Permanent
Job description
Senior Compliance OfficerLocation: London/HybridDepartment: ComplianceContract: Permanent A specialist Lloyd's market insurance group is seeking a proactive and experienced Senior Compliance Officer to join their Compliance & Governance team, reporting directly to the Head of Compliance and Governance.This is an exciting opportunity to take a lead role in supporting compliance across global operations, helping the business navigate regulatory requirements and mitigate risk. Key Responsibilities: * Lead and support the Group's Compliance function across multiple jurisdictions. * Deputise for the Head of Compliance & Governance, including mentoring and training team members. * Represent Compliance in governance committees and meetings. * Provide practical guidance to brokers, underwriters, and production teams on new business initiatives, ensuring regulatory and commercial risks are managed. * Horizon-scanning to identify and interpret emerging regulatory, legal, and market developments, translating these into actionable advice. * Draft, maintain, and update Group Compliance Manuals and policies. * Support implementation and monitoring of the Group's Compliance Monitoring Timetable and risk-based compliance framework. * Oversee data protection governance, incident management, and subject access requests, deputising for the DPO where required. * Support Business Continuity/Disaster Recovery plans, internal audits, and external audit coordination. * Review and manage Terms of Business Agreements (TOBAs), conduct due diligence, and monitor Appointed Representatives. * Conduct sanctions screening, broking/underwriting peer reviews, and claims peer reviews. * Assist with regulatory reporting, including FCA tools such as RegData and Connect. * Administer the Group's training platform, ensuring regulatory training requirements are met and reporting any gaps. * Maintain compliance registers (gifts & hospitality, complaints, breaches, conflicts of interest) and contribute to quarterly Board Reports. * Review legal documentation as required and act as first point of contact for day-to-day compliance queries. Requirements: * Proven experience in a compliance role within insurance, financial services, or a regulated environment. * Strong knowledge of relevant laws, regulations, and industry best practices across multiple jurisdictions. * Excellent communication skills, capable of advising senior management and production teams effectively. * Ability to manage multiple projects and priorities with attention to detail. * FCA-regulated experience is advantageous. What We Offer: * Permanent role with opportunity to make a tangible impact on compliance across a growing Lloyd's market group. * Hybrid working options to support flexible work arrangements. * Collaborative and supportive team environment.
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Senior Compliance Officer • London, South East England, UK

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