File Reviewer (Financial Services / Wealth Management) Location: Liverpool City Centre Hours: Monday-Friday, 9am-5pm (35 hours per week) Contract: Permanent, Full Time Salary: Dependent on experience Essential: Level 4 Diploma in Financial Planning (or equivalent) Are you an experienced Financial Services professional with a Level 4 Diploma in Financial Planning and a strong knowledge of investments, pensions and UK regulation? This is an excellent opportunity to join a supportive and growing team in Liverpool City Centre, working as part of an established compliance function as a File Reviewer. These roles are ideal for applicants with backgrounds in: Financial Advising / Strategic Planning Adviser Team Management within banking Paraplanning File checking / quality assurance Investment & pensions compliance Individuals from high street banks such as HSBC, NatWest, Halifax, Santander, etc.What a Typical Day Might Look Like: Reviewing the incoming queue of cases and selecting those requiring attention Conducting detailed case assessments and grading findings Providing feedback to Financial Planners Undertaking routine monitoring tasks Signing off promotional/educational materials Responding to internal compliance queries Completing AML tasks Listening to adviser calls for quality and compliance checkingWhat We're Looking For Level 4 Diploma in Financial Planning or equivalent (Essential) Experience in pensions, investments and regulated advice Strong analytical and problem‑solving skills Practical file‑checking exposure (either formally or informally) Solid understanding of the UK regulatory landscape, including the FCA Handbook High attention to detail with a thorough, organised approach Ability to work under deadlines while remaining flexible and proactive Confident using MS Office and adapting to multiple systems A collaborative and supportive team playerWhat's on Offer: A dynamic role with genuine impact on the business's compliance framework. Opportunity to work with senior leadership and contribute to strategic improvements. Centrally located office in Liverpool with excellent transport links. Supportive team environment with strong focus on professional development. Regular staff events 25 days holiday Cycle to work scheme + much more! Search is an equal opportunities recruiter and we welcome applications from all suitably skilled or qualified applicants, regardless of their race, sex, disability, religion/beliefs, sexual orientation or age
File Reviewer (Financial Services / Wealth Management) • Liverpool, Merseyside, United Kingdom
A legal services firm seeks an experienced Conveyancer for a unique non fee-earning role.This opportunity involves auditing law firms across the UK, ensuring compliance with service delivery standa... Show more
The Financial Assessment Team is responsible for undertaking Financial Assessments on behalf of all citizens who receive funded support from the Council.The Team oversees over 600 active placements... Show more
A leading fire safety solutions provider in Liverpool is seeking a skilled Management Accountant to oversee financial reporting, budgeting, and compliance tasks.The ideal candidate should have at l... Show more
DWF is seeking a highly experienced Senior Associate to join our Insurance Fraud team in Liverpool.You will take the lead on complex, high‑value fraudulent claims and provide strategic advice to ma... Show more
FDR Law is offering a unique opportunity for experienced Residential Conveyancers to operate under a flexible consultancy model.This role allows you to manage your own caseload, receiving up to 75%... Show more
Location: Fully Remote or Hybrid.Job Type: Full-Time, Permanent.A well-established and growing law firm is seeking an experienced Residential Conveyancer to join its busy property department.This o... Show more
A leading insurance company in Liverpool is seeking a Pricing Actuary to enhance risk predictions and contribute to innovative pricing solutions.This entry-level position offers the opportunity to ... Show more
Universities Superannuation Scheme (USS) invites applications for a Finance Change Lead to drive finance process change within the Finance Transformation Programme.You will identify, design and imp... Show more
At Grant Thornton we do things differently - looking to the future, driving ambitious growth and pioneering positive change in our industry.Providing audit, tax and advisory services, we empower cl... Show more
Fully Remote | Flexible Hours | Fee-Split Model.Are you an experienced Residential Conveyancer looking for more than just another conveyancing role? Do you find that your clients and referrers are ... Show more
The Acorn Group is one of the fastest growing insurance businesses in the UK, delivering specialist motor insurance products through a unique and integrated model.With over £700m in GWP and strong ... Show more
Client Services Director, Griffiths & Armour’s Professional Indemnity division Do you have the expertise to manage the Professional Indemnity (PI) insurance needs of a portfolio of construction‑sec... Show more
A dynamic finance brokerage in Chester is looking for an experienced Senior Account Manager to join their commercial finance team.The ideal candidate will have over 2 years in commercial finance an... Show more
Finance ManagerLiverpool City Centre£50,000 - £60,000Accountable Recruitment are partnering with a well-established and growing commercial business, in Liverpool City Centre, to recruit... Show more
This range is provided by Experis UK.Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Direct message the job poster from Experis UK.Award Winning... Show more
Be among the first 25 applicants.Direct message the job poster from IDEX Consulting Ltd.Senior Consultant @ IDEX Consulting | Connecting Top Legal Talent with Leading Law Firms in the North.Are you... Show more
Conveyancers is seeking an Experienced Conveyancer for a hybrid role based in Chester or Weston-super-Mare.The successful candidate will manage property transactions, ensuring compliance with legal... Show more
We are seeking an experienced and detail‑oriented residential conveyancer to join our client's busy, client-focused property team.The successful candidate will manage residential property transacti... Show more
When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career.Given our size you'll have real autonomy and influence as you... Show more
Join a dynamic legal team as an experienced Residential Conveyancer working remotely.You will manage a mixed caseload of residential property matters from instruction to completion, deliver excepti... Show more
