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Taylor James Resourcing
Client Onboarding KYC AssociateTaylor James Resourcing • Greater London, England, GB
Client Onboarding KYC Associate

Client Onboarding KYC Associate

Taylor James Resourcing • Greater London, England, GB
30+ days ago
Job type
  • Full-time
Job description

Client Onboarding KYC Associate

Our client is a Global Financial Markets Trading Company, based in the compliance onboarding team of a global broking organisation. We are looking for someone with five years KYC and AML experience within the financial markets.

It would be highly preferred that you have a background onboarding both Clearing and Execution clients within the exchange traded futures and option arena.

Duties and Responsibilities

  • Forensic review of client documentation in conjunction with FCA Know Your Customer and Anti-Money Laundering Rules.
  • Diligent preparation of client application packs for Anti-Money Laundering, Compliance, Credit and Risk review.
  • Support and assist the firm’s Management on client applications and documentation requirements.
  • Liaise with the sales teams to resolve account application questions and issues.
  • Liaise with clients to resolve account application questions and issues.
  • Ensure creation and maintenance of accurate client information and static data on internal systems.
  • Assist with project work when required.
  • Other duties as assigned.

Experience & Skills Required

  • 2 years progressive experience with industry rules and regulations.
  • Ability to use internal and external systems, including prior experience of DOCS system would be useful.
  • Effective communication skills both written and verbal for assisting in client and internal requests.
  • Ability to be self-motivated, organised and to ensure work is completed in a timely manner with deadlines met.
  • Strong organisational and analytical skills essential.
  • Good team player.
  • Bachelor’s Degree in Business or equivalent industry experience.
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Client Onboarding KYC Associate • Greater London, England, GB

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