Talent.com
Attribution Search
Compliance Officer – Leading Alternative Investment FirmAttribution Search • England, GB
Compliance Officer – Leading Alternative Investment Firm

Compliance Officer – Leading Alternative Investment Firm

Attribution Search • England, GB
30+ days ago
Job type
  • Full-time
Job description

Compliance Officer – Leading Alternative Investment Firm

A leading alternative investment and asset management firm is seeking an experienced Compliance Officer to play a key role in supporting its global compliance programme.

Responsibilities

  • Conduct compliance monitoring and oversee remediation actions
  • Maintain and update policies, procedures, and risk assessments
  • Provide clear, practical advice on regulatory requirements and compliance matters
  • Perform KYC/KYI due diligence to meet AML obligations
  • Design and deliver compliance training across the business
  • Keep compliance records accurate and up to date
  • Manage conflict-of-interest checks and advise on mitigation strategies
  • Review and approve marketing materials for regulatory compliance
  • Collaborate with international teams on global compliance initiatives

Profile

  • Minimum 5 years’ regulatory compliance experience in financial services, ideally on the buyside
  • Strong knowledge of FCA rules and UK regulatory expectations
  • Excellent judgement, integrity, and ability to work independently
  • Skilled in preparing compliance documentation and reports
  • Exceptional communication and relationship-building skills

Seniority level

  • Mid-Senior level

Employment type

  • Full-time

Job function

  • Other

#J-18808-Ljbffr

Create a job alert for this search

Compliance Officer – Leading Alternative Investment Firm • England, GB

Similar jobs

Banking Risk & Compliance Lead — Transformation (Hybrid)

McCabe & BartonEngland, GB
Full-time

A leading Big Four consultancy in the UK is seeking a Senior Information Technology Consultant.This mid-senior level role involves delivering various projects related to risk and compliance, workin... Show more

 • Promoted

Investment Manager

Heat RecruitmentEngland, GB
Full-time

Base pay range: Basic to £150,000 plus exceptional reward structure.This role is Associate Director - Developing the Private Client Investment market throughout the UK.Direct message the job poster... Show more

 • Promoted

Investment Officer, Project & Corporate Finance(Based in Beijing)

Asian Infrastructure Investment Bank (AIIB)England, GB
Full-time

Investment Officer, Project & Corporate Finance (Based in Beijing).Investment Officer, Project & Corporate Finance (Based in Beijing).Asian Infrastructure Investment Bank (AIIB).The Asian Infrastru... Show more

 • Promoted

Senior Compliance Lead – Wealth & Financial Planning

Clayton DaviesEngland, GB
Full-time

A prominent national financial firm in the United Kingdom is seeking an experienced Senior Compliance Manager to enhance their governance framework.This key leadership position involves providing e... Show more

 • Promoted

Head of Compliance

BettingJobsEngland, GB
Full-time

BettingJobs is looking to add a Head of Compliance to their team based in London or Dubai.Develop and implement a global compliance framework tailored to crypto-gaming operations.Serve as the prima... Show more

 • Promoted

Interim Fund Finance Lead – Private Credit & Markets

93 MGMTEngland, GB
Temporary

A leading global alternative investment platform is looking for an experienced Interim Head of Fund Finance for a 12-month assignment.This high-trust role requires leadership and oversight across f... Show more

 • Promoted

Senior Compliance Leader – UK Financial Services

FreetradeEngland, GB
Full-time

A leading investment platform in the UK is seeking a Senior Compliance Manager to oversee compliance initiatives and manage regulatory risks.This role requires a strong background in financial serv... Show more

 • Promoted

Global Risk & Compliance Lawyer – Growth & Training

FieldfisherEngland, GB
Full-time

A leading European law firm is seeking a Risk and Compliance Lawyer to join their Legal & Regulatory team.This role involves drafting and reviewing legal documents, managing compliance with SRA reg... Show more

 • Promoted

Public Sector Data Protection Officer – Impact & Compliance

Morson Edge (Technology)England, GB
Full-time

A prominent recruitment agency is seeking an Associate Director for a Public Sector organization in Leeds.This role necessitates providing direction on compliance with data protection laws, advisin... Show more

 • Promoted

Head of Compliance / MLRO (Fractional)

twenty84England, GB
Part-time +1

This range is provided by twenty84.Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Direct message the job poster from twenty84.Head of Complianc... Show more

 • Promoted

Head of Compliance (Retail Pensions & Investments)

Willow Resourcing LimitedEngland, GB
Full-time

Head of Compliance (Retail Pensions & Investments) – London (Hybrid – 2 days in the office, 3 days WFH per week).Retail Pensions & Investments FinTech.A rapidly growing FinTech with ongoing headlin... Show more

 • Promoted

Investment Manager - Private Equity, Portfolio Operations

Walker HamillEngland, GB
Permanent

In what will be a standalone cross‑portfolio role, we are looking for a strategic and pragmatic problem solver who thrives in a fast‑paced environment, can make sound decisions quickly, and influen... Show more

 • Promoted

Senior Investor Relations Leader - Credit Fund (London)

Confidential CareersEngland, GB
Full-time

A leading investment firm seeks an Investor Relations VP/Director to join their London team.This full-time role involves managing client relationships, preparing investor communications, and contri... Show more

 • Promoted

FinTech Compliance Leader — Risk, Governance & AML

Oliver BernardEngland, GB
Full-time

A leading FinTech firm in central London is seeking a Head of Compliance to lead their compliance and legal function.This role is crucial for maintaining the highest standards of ethical governance... Show more

 • Promoted

Partner – Leading Mid-Market Growth Private Equity Fund

FinatalEngland, GB
Full-time

Partner – Leading Mid-Market Growth Private Equity Fund.Finatal is partnered with a leading growth private equity fund looking for an experienced individual to join as a Partner.This is an incredib... Show more

 • Promoted

Compliance Officer

Integrate Engineering ResourcesEngland, GB
Full-time +1

Permanent Position, Full Time (38 hours a week).Monday Thursday 08:00 16:30, Friday 08:00 14:00.Stakeholder Pension Plan (Presently the company contributes up to 6%).Service days are provided after... Show more

 • Promoted

Private Equity Associate

TopRecrootEngland, GB
Full-time

Direct message the job poster from TopRecroot.Managing Partner @ TopRecroot | Private Equity & Venture Capital.Growth Impact PE Fund | Investment Associate – London/Lisbon.Our client, a thematic im... Show more

 • Promoted

Head of Compliance & MLRO — FCA Licence Lead

CRSEngland, GB
Full-time

A leading fintech company in the United Kingdom is seeking a Head of Compliance / MLRO to lead their regulatory compliance framework.You will be responsible for ensuring adherence to FCA requiremen... Show more