Talent.com
Miryco Consultants Ltd
Central Employee Compliance - Financial Services FirmMiryco Consultants Ltd • Greater London, England, GB
Central Employee Compliance - Financial Services Firm

Central Employee Compliance - Financial Services Firm

Miryco Consultants Ltd • Greater London, England, GB
30+ days ago
Job type
  • Full-time
Job description

Central Employee Compliance - Financial Services Firm

1 day ago Be among the first 25 applicants

Direct message the job poster from Miryco Consultants Ltd

Miryco Consultants is partnering with a leading Financial Services firm to hire a Central Compliance Analyst. This is an excellent opportunity for a high-achieving compliance professional with experience in managing Employee Compliance Processes within Financial Services.

Responsibilities:

  1. Operate Employee Compliance processes, including CBT Training, Gifts & Entertainment, Conflicts of Interest/Outside Activities, and Personal Account Dealing.
  2. Prepare MI and reports on employee compliance and compliance breaches.
  3. Conduct monitoring of employee e-communications and escalate as necessary.
  4. Provide input into the Compliance Function's annual framework.

Experience:

  1. 2-4 years exposure in a similar compliance role in Financial Services.
  2. Strong understanding of relevant PRA and FCA requirements and Expectations.
  3. Experience in operating, testing and refining Compliance IT systems preferred.

Location: City of London

Please note, our client is unable to offer sponsorship for this opportunity. Finally, should you not be contacted within five working days of submitting your application, then unfortunately you have not been shortlisted for the opportunity. We will however, be in touch should there be any other opportunities of potential interest that are suiting to your skills.

Referrals increase your chances of interviewing at Miryco Consultants Ltd by 2x.

#J-18808-Ljbffr
Create a job alert for this search

Central Employee Compliance - Financial Services Firm • Greater London, England, GB

Similar jobs

R2R & F&A Specialist — Compliance & Financial Close

Genpact (UK) LimitedCity of Westminster, England, GB
Full-time

Genpact (UK) Limited is looking for a Specialist in F&A to conduct compliance audits and monitor adherence to regulations.This role requires a Bachelor's degree in Accounting, Commerce, Economics, ... Show more

 • Promoted

EMEA Financial Services GTM Leader

DatabricksGreater London, England, United Kingdom
Full-time

A leading data analytics firm is looking for a Go-to-Market Leader for EMEA Financial Services to drive strategy and growth in Banking, Payments, and more.This position requires at least 10 years o... Show more

 • Promoted

Senior Global Employment Counsel: Cross-Border Compliance

RemotePassGreater London, England, United Kingdom
Full-time

RemotePass in London is seeking an experienced Senior Legal Counsel to join our Employment legal team.You will advise on complex cross-border employment matters across 100+ jurisdictions, partnerin... Show more

 • Promoted

Senior Financial Analyst, Global Trade Compliance

AmazonGreater London, England, GB
Full-time

The right financial and business decisions have made Amazon what it is today.As a Trade Compliance Senior Finance Analyst, you will drive compliance business decisions in Amazon's global imports bu... Show more

 • Promoted

Senior Investment Compliance Analyst

BruinGreater London, England, GB
Full-time

Our client, a leading London based asset manager, are looking to bring onboard an experienced.Senior Investment Compliance Analyst.This role focuses on interpreting, implementing, and monitoring in... Show more

 • Promoted

Senior Financial Reporting & Compliance Leader

ClearTokenGreater London, England, United Kingdom
Full-time

A fintech company in Greater London seeks a Head of Financial Reporting to oversee financial controls and reporting.The ideal candidate will have ACA qualification, strong IFRS knowledge, and exper... Show more

 • Promoted

Financial Crime and Compliance Leader

CapgeminiLondon, England, GB
Full-time

Choosing Capgemini means choosing a company where you will be empowered to shape your career in the way you’d like, where you’ll be supported and inspired by a collaborative community of colleagues... Show more

 • Promoted

Engagement Director: Financial Services

EndavaGreater London, England, United Kingdom
Full-time

For over two decades, we have been harnessing technology to drive meaningful change.By combining world-class engineering, industry expertise and a people-centric mindset, we consult and partner wit... Show more

 • Promoted

Senior Analyst, Global Financial Crime Product Compliance

Checkout LtdGreater London, England, GB
Full-time

Checkout Ltd in Greater London is seeking a Senior Analyst to join the Financial Crime Product Compliance team.This role involves coordinating product launches and ensuring compliance with financia... Show more

 • Promoted

Senior Employment Counsel – Financial Services

Starling Bank LimitedGreater London, England, United Kingdom
Full-time

Starling Bank is seeking a Senior Employment Lawyer to support the business on contentious and non-contentious employment matters.Reporting to the group head of employment legal, the role may invol... Show more

 • Promoted

Global Compliance Leader – AML, Risk & Finance

Vedder OpportunitiesGreater London, England, GB
Full-time

A leading law firm in Greater London seeks a Senior Compliance Manager to oversee compliance functions in London and Singapore.The role involves managing compliance systems, acting as a liaison wit... Show more

 • Promoted

Global Financial Crime & Regulatory Compliance Lead

FarfetchGreater London, England, GB
Full-time

Farfetch is seeking a Principal, Financial Crime and Regulatory Compliance to build and oversee programs protecting the company against compliance risks.This senior role entails managing AML, sanct... Show more

 • Promoted

Strategic Compliance Lead - Fintech

Clear Junction LimitedGreater London, England, GB
Full-time

Clear Junction Limited, based in London, is seeking a Regulatory Compliance Lead to enhance its commercial and regulatory objectives.You will play a key role in ensuring compliance with financial s... Show more

 • Promoted

Global Risk Leader - Fintech & Compliance

AirwallexGreater London, England, United Kingdom
Full-time

Airwallex is seeking a Head of Risk to develop and scale its global risk management framework across operations.This leadership role requires extensive experience in risk management, compliance, an... Show more

 • Promoted

Compliance Consultant – Payments / Financial Services in London

Octopus Computer AssociatesGreater London, England, GB
Temporary

Compliance Consultant – Payments / Financial Services.Compliance Consultant, Compliance Officer, Compliance Manager, Quality Assurance, Process Controls, Audit.Our client, a well-established.This r... Show more

 • Promoted

Senior Financial Services Consultant - Banking Risk

Dovel Technologies, IncGreater London, England, GB
Full-time

Dovel Technologies, Inc is seeking a Senior Consultant in Financial Services to lead project workstreams and interact directly with clients.The role requires a Bachelor's degree and at least three ... Show more

 • Promoted

Senior Financial Crime Compliance Leader

Mosaic InsuranceCity Of London, England, GB
Full-time

Mosaic Insurance in London is seeking a Senior Compliance Manager to lead financial crime prevention strategies.The candidate should have a strong background in compliance, particularly in anti-mon... Show more

 • Promoted

Global ER Leader: Strategy, Compliance & Union Engagement

ByteDanceGreater London, England, United Kingdom
Full-time

ByteDance is seeking a senior Employee Relations leader to drive global ER strategy across multiple regions and jurisdictions.The role partners with HRBPs and senior leaders to steer complex cases ... Show more

 • Promoted

Compliance Specialist

Danos GroupLondon, England, GB
Full-time

Senior Consultant, Risk & Quantitative Analytics EMEA at Danos Group.We’re working with a top-tier global asset manager, with an AUM in excess of $500B, who is looking to grow their dynamic team an... Show more

 • Promoted

Fintech Compliance Lead

TeyaGreater London, England, GB
Full-time

A payment and software service provider located in the United Kingdom is seeking a Compliance Officer to strengthen their compliance function.The role involves ensuring regulatory compliance in pro... Show more