Compliance Officer - London Law Firm. Our client, a rapidly growing London law firm, is seeking a Compliance Officer with 3-4 years of experience in AML processes within a UK law firm. The firm provides tailored legal advice to high-net-worth individuals, developers, and multinational businesses. Mo...
This is a great opportunity to report directly into the Compliance Director, working across the firm to offer support, guidance and advice to manage risk and compliance. Successful candidate will bring experience advising on regulatory and compliance matters in line with the SRA, to compliance and w...
As their new Compliance Officer, your role is to work closely with the COO, MLRO, Risk & Compliance Manager and General Counsel - assisting with KYC to ensure this firm complies with all regulations relating to Risk & Compliance. Are you an experienced Risk & Compliance professional, looking for a n...
They're currently looking to bring on board a Legal Compliance Officer, this person will join their growing team managing the firms Lexcel acreditation, covering policies and procedures, performing risk assessments, and educating the wider business on compliance regulations in line with the SRA code...
As their new Compliance Officer, your role is to work closely with the COO, MLRO, Risk & Compliance Manager and General Counsel - assisting with KYC to ensure this firm complies with all regulations relating to Risk & Compliance. Are you an experienced Risk & Compliance professional, looking for a n...
Compliance Officer London - Hybrid WorkingPermanent OpportunityUp to £55,000paAre you an experienced Risk & Compliance professional, looking for a new role within a top international law firm? My client is actively recruiting for someone to join them on a permanent basis in London, working as thei...
The Compliance Team sit within the Second Line of Defence, responsible for monitoring, providing compliance support and advice to the business on a wide range of compliance matters including regulatory and conduct risks, to ensure HME’s ongoing compliance with the regulatory framework. Are you a Co...
An exciting opportunity has arisen with a prestigious wealth management firm that is looking for an experienced Compliance professional to take a lead role in the continued development of their compliance programme. As their Compliance Officer, you will need to stay up-to-date with changes in the in...
To assist the supervisor in providing advisory services on business operations for compliance with relevant regulatory requirements. To assist in developing, initiating, maintaining, and revising procedures to ensure compliance with relevant Banking Regulations and bank-wide policies, guidelines, an...
An international law firm is looking for an experienced compliance professional to join their Risk and compliance team to oversee their offices in London. Checking compliance with AML guidelines, according to the respective legal regulations. Good knowledge of the European and German legal framework...
Working closely with the Compliance Officer for Legal Practice (COLP), the COFA, and other SRA Officers, you'll actively contribute to maintaining ethical conduct and compliance standards. If you're ready to make a meaningful impact in the legal compliance space while enjoying a range of fantastic ...
Working closely with the Compliance Officer for Legal Practice (COLP), the COFA, and other SRA Officers, you’ll actively contribute to maintaining ethical conduct and compliance standards. Joining the Professional Ethics and Compliance team, you’ll be integral to upholding ethical standards and regu...
Working closely with the Compliance Officer for Legal Practice (COLP), the COFA, and other SRA Officers, you'll actively contribute to maintaining ethical conduct and compliance standards. Joining the Professional Ethics and Compliance team, you'll be integral to upholding ethical standards and reg...
COLP role – Compliance Officer for Legal Practice South Wales To £60,000 We are delighted to be working on this exciting new role for a COLP at this leading SE Wales law firm. You will have existing COLP experience, including looking after the firm’s regulatory compliance, undertaking risk assessmen...
They're currently looking to bring on board a Legal Compliance Officer, this person will join their growing team managing the firms Lexcel acreditation, covering policies and procedures, performing risk assessments, and educating the wider business on compliance regulations in line with the SRA cod...
Proven experience as a Compliance Officer within a legal environment, with a specific focus on SRA compliance. Compliance Officer | Regional law firm | Orpington, Kent. The firm are now looking for an experienced Compliance Officer to join on a part-time basis (3 or 4 days p/w). On offer is flexible...
This role will sit in the UK Country Compliance team, responsible for overseeing the compliance program for Citi's UK legal entities and supporting senior management in discharging their responsibilities. Bachelor’s degree; experience in compliance, legal or other control-related function in the fin...
They're currently looking to bring on board a Legal Compliance Officer, this person will join their growing team managing the firms Lexcel acreditation, covering policies and procedures, performing risk assessments, and educating the wider business on compliance regulations in line with the SRA code...
Salary: £30k - £35k Location: Hybrid (3 days office, 2 days home - flexible)Days / hours: Monday- Friday 9:00-5:30pm with 1h lunchLegal & Compliance Officer duties:Develop compliance checklists and compliance reportsPrepare compliance documents for statutory, legal and regulatory purpose...
Legal 500 firmWe're working with an exceptional Legal 500 firm in the South West, ranked in 9 key practice areas, they've grown brilliantly over the last few years. Currently looking to add to their Risk and Best Practice teamThis is a great opportunity to report directly into the Compliance Directo...
Legal 500 firmWe're working with an exceptional Legal 500 firm in the South West, ranked in 9 key practice areas, they've grown brilliantly over the last few years. Currently looking to add to their Risk and Best Practice teamThis is a great opportunity to report directly into the Compliance Directo...
This exceptional forward-thinking firm is recruiting for an experienced Head of Compliance Officer 5+ PQE to ensure their legal practice adheres to all regulatory and legal requirements. Compliance Officer for Legal practice 5+ PQE – Exceptional Firm – Norfolk. Compliance Officer for Legal practice....
Work with the Compliance Partner to develop internal policies and procedures, compliance training and protocols. Develop compliance checklists and compliance reports as and when required. Prepare compliance documents for statutory, legal and regulatory purposes. Educating employees on compliance reg...
Compliance Officer for Legal Practice (COLP) – Qualified Solicitor. Must have had at least two years in a compliance role working in a legal practice dealing with:. JLG is looking for a dynamic “people person” who is technically and legally astute and capable of problem solving and thinking outside ...
Compliance Officer - London Law Firm. Our client, a rapidly growing London law firm, is seeking a Compliance Officer with 3-4 years of experience in AML processes within a UK law firm. The firm provides tailored legal advice to high-net-worth individuals, developers, and multinational businesses. Mo...