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Mifid Transaction Reporting Analyst
Taylor James ResourcingLondon, England, United Kingdom30+ days ago
Job type
- Permanent
Job descriptionClient Onboarding KYC Associate : 5 days a week in London Administration Assistant – Financial Services Date : 18 Aug 2023 Sector : FINANCIAL MARKETS Type : Permanent Location : London Salary : £70,000 - 75,000 per annum Email : duncan@taylorjamesresourcing.com Ref : db3485 Take Over and Mergers Reporting MiFID Transaction Reporting Shareholder Reporting Issuer Holding Requests Short Selling Reporting Knowledge of regulations such as MiFID, EMIR, AIFMD, and the Transparency Directive Liaising with broking desks on IT, Compliance, and Client matters Understanding broker commissions Ensuring back-office coverage and trade reporting accuracy Supervising error handling and escalation processes Overseeing trade submissions and reconciliation Coordinating team training sessions Maintaining exchange memberships and updating product systems Ensuring compliance with post-Brexit regulations
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Our client is a prominent firm in the financial sector based in London.
Available Positions :
Additional details :
We are seeking candidates with experience in Transaction / Trade Reporting, including :
The role involves implementing transaction reporting procedures in the London office, overseeing back-office controls, ensuring regulatory compliance, maintaining exchange memberships, and updating product information.
Key responsibilities :
Additional duties include preparing reports for desk meetings, updating promotional policies in line with compliance, liaising with Credit Control, and resolving payment issues.
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Reporting Analyst • London, England, United Kingdom