Compliance Manager

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Full time , Permanent Northampton Competitive Ref No : IPRS7330 Our well-established client has a vacancy for a Compliance Manager. The role is full-time and office based. Ideally the successful candidate will have an understanding of the rules & regulations governing legal practice.

Responsibilities

• SRA Handbook & the Code of Conduct
• Renewal of Practising Certificates
• Anti-Money Laundering
• Health & Safety
• Data Protection
• Legal 500
• Risk Assessment
• Supporting the COLP & COFA
• Training all staff on risk & compliance updates
• Filing of Annual Returns & all other Companies House Registrations
• Day to day focus on regulatory risk & compliance as set out by the SRA
• Ensuring the file reviews are completed
• Induction & training for new employees on mandatory risk & compliance
• Management & maintenance of a risk & compliance policy & register
• Managing the Lexcel accreditation
• Assisting in auditing & updating of the company staff handbook

Requirements

Due to the large number of responses we receive it is not always possible to respond to every application straight away. Should your skills and experience be a match for this role, or any other vacancy we may have, we will normally contact you within 72 hours of receiving your application. If you wish to apply for further roles please do so. apply job

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