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Head of Compliance

Head of Compliance

BroadgateCity Of London, England, United Kingdom
1 day ago
Job type
  • Full-time
Job description

Overview

Head of Compliance

Location : London (Hybrid)

A fast-growing fintech is looking for an experienced Head of Compliance to lead its second-line function and oversee a range of FCA-regulated products. Reporting to the Risk & Compliance Director (SMF16), you’ll work closely with cross-functional teams to embed a pragmatic, customer-first approach to compliance.

Responsibilities

  • Lead and develop the Compliance team, fostering a collaborative and inquisitive culture.
  • Oversee compliance monitoring, advisory, regulatory change, training, and reporting.
  • Shape and continuously improve how compliance operates across the business.
  • Provide timely, practical regulatory advice to senior stakeholders and product teams.
  • Own compliance reporting to senior leadership, including ExCo and the Board.
  • Stay on top of regulatory developments and ensure the business is ready for change.

Qualifications

  • 10+ years’ experience in financial services, ideally within investments or fintech.
  • Deep knowledge of FCA regulations, including regulatory perimeter, threshold conditions, and governance.
  • Proven leadership of compliance teams in fast-paced, cross-functional environments.
  • A pragmatic, clear communicator who can cut through complexity and influence at all levels.
  • #J-18808-Ljbffr

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    Head Of Compliance • City Of London, England, United Kingdom

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