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Client File Reviewer – Wealth Management - Blackpool - 12 Month Ftc

Client File Reviewer – Wealth Management - Blackpool - 12 Month Ftc

SJC PartnersBlackpool, United Kingdom Of Great Britain And Northern Ireland, United Kingdom
11 hours ago
Job type
  • Temporary
Job description

Are you detail-oriented, compliance-savvy, and experienced in reviewing client files within financial services?

We’re partnering with a prestigious wealth management firm based in Blackpool, currently seeking a meticulous Client File Reviewer to join their team on a 12-month fixed-term contract.

The Role :

As a Client File Reviewer , you’ll play a key role in ensuring regulatory compliance and maintaining the highest standards of client care. Working closely with advisers and compliance teams, you’ll review and assess client files to ensure suitability, accuracy, and adherence to FCA guidelines.

Key Responsibilities :

  • Conduct detailed file reviews of new and existing client cases
  • Identify and highlight areas of concern or non-compliance
  • Provide clear, constructive feedback to advisers and paraplanners
  • Assist in implementing improvements and remedial actions
  • Maintain accurate records and ensure audit trail integrity
  • Support wider compliance functions during audits and internal reviews

Requirements :

  • Previous experience in a similar file review or compliance role within wealth management / financial planning
  • Strong working knowledge of FCA regulations and suitability requirements
  • Excellent attention to detail and analytical thinking
  • Strong communication and report-writing skills

    • What’s on Offer :

  • Competitive salary
  • Supportive, collaborative working environment
  • Hybrid / flexible working considered
  • Opportunity to work with a highly regarded firm in the wealth management space

    • Interested in this opportunity? Apply today to join a team where your compliance expertise will truly make an impact.

    For a confidential discussion, contact Paige Williams at SJC Partners or submit your CV directly.