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General Counsel (Financial Services)

General Counsel (Financial Services)

McKenzie DouglasUnited Kingdom
13 days ago
Job type
  • Full-time
Job description

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Niche financial services business, seeks to recruit its first GC to work as a key part of the Senior Management Team. You will be responsible for legal, compliance, risk and governance matters and build on existing frameworks to take the company through its next phase of growth.

The organisation continues to grow year on year and now manages approximately £ in assets for over 45 different institutional investors. Investments are broadly found in public and private equity, specialist credit, property and land.

Reporting to the CEO, duties will include :

Commercial

  • Assessing and advising on the legal risks arising in the business and recommending an appropriate and commercial course of action and strategies to manage these risks
  • Monitoring legal developments and proposing commercial solutions to help minimise risk, ensuring consistency across the business
  • Manage and monitor in a professionally and commercially effective manner, the relationship with external legal advisers
  • Advise in relation to contracts and day-to-day legal matters

Risk Management, regulation and compliance

  • Supporting the CEO with clear cascading of a robust and relevant risk and compliance framework across the business
  • Assess and advise on legal compliance risks in the business
  • Consider and advise on the impact of FCA regulations, Data Privacy, Anti-bribery and Ethics
  • Advise on corporate governance and provide support to the firm’s committees and working groups
  • Act as Compliance Officer
  • Fund Management and regulation

  • Drafting, amending and negotiating agreements including supplier and other general commercial contracts, investment management agreements, NDAs, and ISDAs
  • Maintenance and updating of fund documentation in line with relevant laws and investment policies
  • Transactions

  • Advise on transactional matters, including advising on fund / limited partnership investments and structuring
  • Provide legal advice on resolution of commercial disputes if needed
  • Required experience

  • Qualified Solicitor or Barrister, under UK or US law with a minimum of 10 years post-qualification experience having worked in both private practice and in-house
  • Prior experience as a GC or Head of Legal
  • Detailed knowledge of the UK financial regulatory environment
  • Relevant transactional experience gained in an investment management business (or similar) ideally with exposure to private equity and real estate
  • Commercial approach in recommending solutions to the business in legal matters
  • Prior experience in advising on corporate governance matters (ideally including having either acted as a company secretary or holding a related qualification or interest in pursuing the same)
  • Some knowledge of investment and other commercial agreements, ISDAs, NDA, fund documentation
  • Strong ability in negotiating and reviewing commercial contracts
  • Personal Skills required

  • Able to communicate clearly and concisely (verbal and written)
  • Strong interpersonal and relationship management skills, with the ability to work effectively with people at all organisational levels and to influence and persuade others in a constructive manner
  • Demonstrable awareness of the commercial aspects of business
  • Demonstrable capability to operate (and negotiate) individually and as part of an operational team
  • Excellent organisational skills - must be able to manage conflicting and demanding priorities
  • Gravitas to influence effectively internal and external parties
  • Must be able to work autonomously
  • Would thrive in a small, close-knit organisation
  • Package on offer

  • Discretionary bonus
  • Private medical insurance
  • Life cover
  • Critical illness cover
  • Income protection
  • All candidates will be considered on merit
  • Apply

    If you are interested in applying to this GC vacancy, please forward an up-to-date copy of your CV to the retained consultant Jacqui Douglas

    By submitting a job application to us, you agree to the storage of your personal data by Mckenzie Douglas. This information may have been provided by you directly or collected from generally accessible sources (professional and social media sites) throughout the entire application process. To facilitate Mckenzie Douglas carrying out recruitment services on your behalf, you agree to your data being saved after the application process has ended. You may revoke your consent to this agreement at any time. The Data Protection Act 1998 and the GDPR give you the right to access information held about you. Your right of access can be exercised in accordance with the Act and GDPR.

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    General Counsel • United Kingdom