Compliance Officer

Kind Consultancy is working with a well-established, award-winning IFA firm which is currently seeking a Compliance Officer to join their Hertfordshire offices in a full-time, permanent role paying £40,000 - £50,000 dependent on experience, with a hybrid work model requiring 3 in-office days per week.

Reporting to the Operations Manager, the Compliance Officer will support the Compliance function, ensuring the business is fully compliant with both internal and external policies and regulations, with key responsibilities including :

• Overall management of regulatory risk
• Building and maintaining a constructive and open dialogue with the FCA and other relevant authorities, ensuring that any regulatory reports or enquiries are handled appropriately and promptly.
• Overseeing the review and development of existing products and services.
• Collaborating with all business areas to find compliant solutions to business problems.
• Overseeing any necessary remedial action arising as a consequence of regulatory risk

li style=" font-style : inherit; font-weight : inh...