Reports to : A Director of Compliance Consulting
What You'll Do -
- The Principal Consultant will motivate and lead, responsible for developing client relationships and overseeing junior colleagues.
- Deliver compliance monitoring assessments, review policies and procedures, prepare reports and manuals, and provide compliance advice to clients.
- Possess business acumen to identify opportunities for service growth and business development.
- Manage a portfolio of firms, conduct CRM meetings, address client feedback, and ensure market-leading support.
- Be a team-oriented individual aiming to advance in a fast-growing business line.
- Provide regulatory advice and solutions, update clients on regulatory changes, draft compliance documentation, and establish policies and procedures.
- Design risk-based monitoring programs, conduct onsite compliance visits, and produce reports.
- Build and develop client relationships, oversee compliance programs, and act as a subject matter expert.
- Review complex client work, support projects and initiatives, supervise junior staff, and develop strategic plans for service expansion.
- Collaborate across departments, represent the company at industry events, and conduct risk assessments to improve practices.
Please note : If you are not a passport holder of the country for the vacancy, you might need a work permit. Check our Blog for more info.
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Created on 25 / 06 / 2025 by TN United Kingdom
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