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Head of Legal, UK

Head of Legal, UK

JMC Legal RecruitmentLondon
30+ days ago
Job type
  • Permanent
Job description

Head of Legal, UK

BBBH57241_1746614607

Head of Legal - UK | Retail Facing Investment Platform

Our client are seeking an experienced lawyer (6+PQE) to be responsible for their general compliance and commercial matters, as well as the implementation of FCA regulatory driven policies alongside the Company's UK CEO and the Compliance team.

Responsibilities

  • Offer counsel on wide-ranging legal issues and advise executives within the company
  • Ensure regulatory compliance for launch of consumer facing UK products and services
  • Work alongside other departments across the company, including HR, Security, Compliance, Product, and Engineering
  • Negotiate, draft, and execute commercial agreements with technology partners and vendors
  • Advise on contract status, legal risks, and the legal liabilities associated with commercial transactions
  • Researching and anticipating legal issues that could impact the company

Requirements

  • Qualified lawyer with high-level background
  • Strong experience advising and / or working for broker-dealers and understanding of UK related securities laws is required
  • Outstanding FCA knowledge, specifically in a retail trading context
  • Strong interpersonal and presentation skills, ability to communicate effectively with others at all levels of the organisation
  • Strong negotiating skills with both legal and financial / commercial issues
  • Ability to work independently with little or no supervision but be a team player with a great attitude
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    Head Of Legal • London