Head of Legal, UK
BBBH57241_1746614607
Head of Legal - UK | Retail Facing Investment Platform
Our client are seeking an experienced lawyer (6+PQE) to be responsible for their general compliance and commercial matters, as well as the implementation of FCA regulatory driven policies alongside the Company's UK CEO and the Compliance team.
Responsibilities
- Offer counsel on wide-ranging legal issues and advise executives within the company
- Ensure regulatory compliance for launch of consumer facing UK products and services
- Work alongside other departments across the company, including HR, Security, Compliance, Product, and Engineering
- Negotiate, draft, and execute commercial agreements with technology partners and vendors
- Advise on contract status, legal risks, and the legal liabilities associated with commercial transactions
- Researching and anticipating legal issues that could impact the company
Requirements
Qualified lawyer with high-level backgroundStrong experience advising and / or working for broker-dealers and understanding of UK related securities laws is requiredOutstanding FCA knowledge, specifically in a retail trading contextStrong interpersonal and presentation skills, ability to communicate effectively with others at all levels of the organisationStrong negotiating skills with both legal and financial / commercial issuesAbility to work independently with little or no supervision but be a team player with a great attitude