Talent.com
This job offer is not available in your country.
Compliance and Regulatory Specialist

Compliance and Regulatory Specialist

Foresters FinancialBromley, England, United Kingdom
12 days ago
Job type
  • Full-time
Job description

Social network you want to login / join with :

Compliance and Regulatory Specialist, Bromley

col-narrow-left

Client : Location :

Bromley, United Kingdom

Job Category : Other

EU work permit required :

col-narrow-right

Job Reference : a70e18f012b6

Job Views : Posted :

29.06.2025

Expiry Date : 13.08.2025

col-wide

Job Description :

You will be operating as part of the second line of defense by providing regulatory technical and compliance oversight and practical guidance to the business. You will play a key role in the delivery of change to meet new and upcoming regulations and the compliance strategic plan.

Your day to day will include :

  • Providing expert and practical regulatory guidance, to the business in relation to its products, systems, policies, processes and controls.
  • Providing pragmatic guidance on regulatory matters.
  • Acting as the compliance SME on projects, governance committees and meetings.
  • Analyzing and interpreting conduct risk and compliance MI sharing insights.
  • Providing support to business areas on how to appropriately resolve any identified compliance issues, including root cause analysis and remediation.
  • Maintaining a deep understanding of UK financial services regulation, and upcoming regulatory change, producing summaries and a Compliance Bulletin for all employees
  • Being a key member of project teams providing technical compliance input.
  • Engaging in advisory work to provide guidance to staff on how to comply with relevant requirements in the context of issues raised during normal business activities.
  • Reviewing and approving all financial promotions, marketing material and the website, escalating concerns to the Head of Compliance.
  • Supporting the development and review of key compliance policies, processes and controls, working with Risk and Internal Audit.
  • Assisting in compliance reporting for the Executive, Board and IoF.

Working hours are 35 hours a week Monday to Friday. Start times can vary from 8am to 9.30am. After a successful training period there is flexibility to work from home up to 2 / 3 days a week.

What we require

  • Good understanding of UK financial services regulation, how it applies to Foresters and the impact of the requirements.
  • A strong understanding of regulatory and conduct risk management practices in financial services, and what it means to deliver good customer outcomes.
  • Commercially sensitive and pragmatic, with the ability to take a risk-based approach on decisions that impact the business.
  • Confident in voicing an opinion and escalate to the Head of Compliance if uncomfortable with the decisions made by the business.
  • Excellent interpersonal, influencing and communication skills, including the ability to explain requirements in straightforward / practical terms.
  • Solution and delivery focused, with high energy and drive, and ability to deliver through others.
  • Must be able to build strong relationships with key stakeholders across the business at all levels.
  • Excellent planning and report writing skills.

    • What we offer you

  • Company Bonus dependent on your performance and company performance
  • Life Assurance (4x pensionable earnings)
  • Contributory Pension scheme (company contribute up to 10%)

    • J-18808-Ljbffr

    Create a job alert for this search

    Compliance Specialist • Bromley, England, United Kingdom