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Head of Compliance
AEJ Consulting LtdLondon Area, United Kingdom, United Kingdom11 days ago
Job type
- Full-time
Job descriptionSMF16 / 17 approved (or ready for approval) Deep knowledge of FCA regulations (e.g. MAR, MiFID II, AML) Experience in high-growth, fast-paced environments Hands-on and commercially aware
A high-growth financial services firm is seeking a Head of Compliance (SMF16 / 17) to lead its compliance and financial crime functions. This is a senior leadership role with a key voice at the executive table.
Role is fully on-site.
Key Responsibilities :
- Act as SMF16 and SMF17 with the FCA
- Own and enhance the compliance and AML frameworks
- Lead regulatory engagement and horizon scanning
- Oversee transaction reporting, client onboarding, and financial crime controls
- Advise on regulatory risk across new products and business initiatives
- Build a scalable, proportionate compliance function
Requirements :
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Head Of Compliance • London Area, United Kingdom, United Kingdom